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- by clsbluesky.law.columbia.edu
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SEC Acting Enforcement Chief Speaks on Protecting Investors and Promoting Compliance
I’d like to take the opportunity today to reflect on some of the goals and intentions that then-Director Gurbir Grewal and I, as his deputy, discussed when we assumed leadership of this remarkable Division three-plus years ago, and what I hope to see for the Division and its dedicated personnel go...